{"id":12233,"date":"2021-04-26T12:59:04","date_gmt":"2021-04-26T12:59:04","guid":{"rendered":"https:\/\/portal.crigroup.com\/crigroup_new\/?p=12233"},"modified":"2024-01-26T11:01:18","modified_gmt":"2024-01-26T11:01:18","slug":"iso-370012016-certification-stages","status":"publish","type":"post","link":"https:\/\/crigroup.com\/ar\/iso-370012016-certification-stages\/","title":{"rendered":"What are the Stages of ISO 37001 Certification?"},"content":{"rendered":"<p><span data-preserver-spaces=\"true\">The ISO 37001:2016 Certification is an Anti-Bribery Management System Certification critical for organisations in the public, private and non-profit sectors. After all, consider the benefits: Certification adds a distinct level of credibility to the organisation\u2019s management systems and ensures that the organisation implements a viable anti-bribery management program utilising widely accepted controls and systems. <\/span><span data-preserver-spaces=\"true\">It assures management, investors, business associates, personnel and other stakeholders that the organisation is actively pursuing internationally recognised and accepted processes to prevent bribery and corruption.\u00a0<\/span><strong><span data-preserver-spaces=\"true\">ISO 37001:2016 certification<\/span><\/strong><span data-preserver-spaces=\"true\"> also protects the organisation, its assets, shareholders and directors from the effects of bribery.\u00a0<\/span><span data-preserver-spaces=\"true\">But what, exactly, is the process for getting ISO 37001:2016 certified by\u00a0<\/span><strong><span data-preserver-spaces=\"true\">CRI Group<\/span><\/strong><span data-preserver-spaces=\"true\">? Once your organisation has submitted questionnaire information and completed the approval and contract stage, the certification cycle is ready to begin.<\/span><\/p>\n<h2><strong><span data-preserver-spaces=\"true\">A Breakdown of the Stages of ISO 37001:2016 Certification<\/span><\/strong><\/h2>\n<h3><span style=\"font-size: 20px;\"><strong>Step 1: Audit Confirmation<\/strong><\/span><\/h3>\n<p><span data-preserver-spaces=\"true\">An audit plan will be developed with your organisation and confirmed to the Certification\u2019s Body Assessment Team at least three months before the organisation\u2019s first audit.<\/span><\/p>\n<h3><span style=\"font-size: 20px;\"><strong>Step 2: Pre-assessment Audit (optional)<\/strong><\/span><\/h3>\n<p><span data-preserver-spaces=\"true\">The organisation can opt to perform a pre-assessment audit to identify any possible gaps between its current management system and the standard requirements. This audit is optional and helps the organisation check its preparedness for the stage 1 and 2 assessments by identifying any major non-conformities that have not been addressed.<\/span><\/p>\n<h3><span style=\"font-size: 20px;\"><strong>Step 3: Stage 1 Audit<\/strong><\/span><\/h3>\n<p><span data-preserver-spaces=\"true\">Review the results of the audit, including:<\/span><\/p>\n<ul>\n<li><span data-preserver-spaces=\"true\">General observations<\/span><\/li>\n<li><span data-preserver-spaces=\"true\">Non-conformities (major or minor, see below)<\/span><\/li>\n<\/ul>\n<h4><span style=\"font-size: 16px;\"><strong>Minor Non-conformities:<\/strong>\u00a0<\/span><\/h4>\n<p><span data-preserver-spaces=\"true\">These are not seen as serious. The organisation must complete an internal Corrective Action Plan (CAP) before Stage 2. CAP is not required to be sent to the Assessment Team at Stage 1.<\/span><\/p>\n<h4><strong><span data-preserver-spaces=\"true\">Major Non-conformities:<\/span><\/strong><span data-preserver-spaces=\"true\">\u00a0<\/span><\/h4>\n<p><span data-preserver-spaces=\"true\">These are more serious. The organisation will need to submit a CAP within ten days of receiving the audit report, with all actions scheduled to be completed before Stage 2. The CAP should be sent to the Assessment Team. The major non-conformities raised during Stage 1 will be re-assessed during Stage 2 Audit.<\/span><\/p>\n<h3><span style=\"font-size: 20px;\"><strong>Step 4: Stage 2 Audit<\/strong><\/span><\/h3>\n<p><span data-preserver-spaces=\"true\">This is an on-site audit and takes place after the organisation has successfully completed Stage 1 and corrected any major non-conformities identified during the Stage 1 audit. Stage 2 confirms that the organisation\u2019s management system is fully aligned to the standard. The evaluation is of management system implementation and its effectiveness.<\/span><\/p>\n<p><strong><span data-preserver-spaces=\"true\">Outcome:<\/span><\/strong><span data-preserver-spaces=\"true\">\u00a0The audit report will detail the following:<\/span><\/p>\n<ul>\n<li><span data-preserver-spaces=\"true\">Any positive observations<\/span><\/li>\n<li><span data-preserver-spaces=\"true\">Opportunities for improvement &#8211; suggestions for improvement and any findings that could lead to potential non-conformities.<\/span><\/li>\n<li><span data-preserver-spaces=\"true\">Non-conformities (Major or Minor)<\/span><\/li>\n<li><span data-preserver-spaces=\"true\">Recommendation for Certification<\/span><\/li>\n<\/ul>\n<p><strong><span data-preserver-spaces=\"true\">Minor non-conformities:<\/span><\/strong><span data-preserver-spaces=\"true\">\u00a0The organisation must complete an internal Corrective Action Plan (CAP) and submit this to the Assessment Team within 45 working days of receiving the audit report. The Assessment Team will review the CAP; it must detail the non-conformity, the cause, the proposed corrective action, who is responsible and the date the action will be implemented. Based on the evaluation of CAP, the recommendation for certification will be made.<\/span><\/p>\n<p><span data-preserver-spaces=\"true\">For minor non-conformities, if an organisation has a corrective action procedure, this will not delay the certificate.<\/span><\/p>\n<p><strong><span data-preserver-spaces=\"true\">Major non-conformities:<\/span><\/strong><span data-preserver-spaces=\"true\">\u00a0The organisation must complete an internal Corrective Action Plan (CAP) and submit it within 90 days (or 180 days depending on the number and risk of major non-conformities) of receiving the audit report be sent to the auditor.<\/span><\/p>\n<h3><span style=\"font-size: 20px;\"><strong>What Comes Next? <\/strong><\/span><\/h3>\n<p><strong>Stay tuned for more on ISO 37001:2016: s<\/strong><strong>ign up for our newsletter <a href=\"https:\/\/crigroup.com\/ar\/newsletter-subscription\/\" rel=\"nofollow noreferrer\">HERE<\/a>!\u00a0<\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/faq-iso-37001\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\">ISO 37001:2016 Anti-Bribery Management System certification<\/a><strong><span data-preserver-spaces=\"true\">\u00a0is offered under CRI Group\u2019s\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/\" target=\"_blank\" rel=\"noopener\">ABAC\u2122 Centre of Excellence<\/a><strong><span data-preserver-spaces=\"true\">, an independent certification body established for\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/iso-37001-training\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\">Anti-Bribery Management System training<\/a><strong><span data-preserver-spaces=\"true\">\u00a0and certification,\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/iso-37301-certification\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\">ISO 37301 Compliance Management Systems<\/a><strong><span data-preserver-spaces=\"true\">\u00a0and\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/iso-31000-risk-management\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\">Risk Management System<\/a><strong><span data-preserver-spaces=\"true\">\u00a0certification. The program will be tailored to your organisation\u2019s needs and requirements. For assistance in developing and implementing a fraud prevention strategy,\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/contact\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\"><strong><span data-preserver-spaces=\"true\">contact ABAC\u2122 today<\/span><\/strong><\/a><strong><span data-preserver-spaces=\"true\">\u00a0or get a\u00a0<\/span><\/strong><a class=\"editor-rtfLink\" href=\"https:\/\/abacgroup.com\/get-a-quote\/\" target=\"_blank\" rel=\"nofollow noopener noreferrer\"><strong><span data-preserver-spaces=\"true\">FREE QUOTE<\/span><\/strong><\/a><strong><span data-preserver-spaces=\"true\">\u00a0now!<\/span><\/strong><\/p>\n<p><strong>Who is CRI Group\u2122?<\/strong><\/p>\n<p>Based in London, CRI Group\u2122 works with companies across the Americas, Europe, Africa, Middle East and Asia-Pacific as a one-stop international <a href=\"https:\/\/crigroup.com\/ar\/third-party-risk-management\/\">Risk Management<\/a>, <a href=\"https:\/\/crigroup.com\/ar\/employee-background-checks\/\">Employee Background Screening<\/a>, <a href=\"https:\/\/crigroup.com\/ar\/business-intelligence\/\"><div id=\"h1-9\">\u0630\u0643\u0627\u0621 \u0627\u0644\u0623\u0639\u0645\u0627\u0644<\/div><\/a>,\u00a0<a href=\"https:\/\/crigroup.com\/ar\/due-diligence\/\"><div id=\"h1-2\">\u0627\u0644\u0639\u0646\u0627\u064a\u0629 \u0627\u0644\u0648\u0627\u062c\u0628\u0629 <span class=\"rtl-1\">360\u00b0<\/span><\/div><\/a>, <a href=\"https:\/\/crigroup.com\/ar\/compliance-solutions\/\"><div id=\"h1-1\">\u062d\u0644\u0648\u0644 \u0627\u0644\u0627\u0645\u062a\u062b\u0627\u0644<\/div><\/a>\u00a0and other professional <a href=\"https:\/\/crigroup.com\/ar\/investigative-solutions\/\">Investigative Research<\/a> solutions provider. We have the largest proprietary network of background-screening analysts and investigators across the Middle East and Asia.\u00a0Our global presence ensures that no matter how international your operations are we have the network needed to provide you with all you need, wherever you happen to be. CRI Group\u2122 also holds <strong>BS 102000:2013<\/strong>\u00a0and <strong>BS 7858:2012 Certifications<\/strong>, is an HRO certified provider and partner with Oracle.<\/p>\n<p>&nbsp;<\/p>","protected":false},"excerpt":{"rendered":"<p>The ISO 37001:2016 Certification is an Anti-Bribery Management System Certification critical for organisations in the public, private and non-profit sectors. After all, consider the benefits: Certification adds a distinct level of credibility to the organisation\u2019s management systems and ensures that the organisation implements a viable anti-bribery management program utilising widely accepted controls and systems. It [&hellip;]<\/p>","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[14,23,17,146],"tags":[],"class_list":["post-12233","post","type-post","status-publish","format-standard","hentry","category-anti-bribery-anti-corruption-solution","category-industry-insights","category-iso-37001","category-resources"],"gutentor_comment":0,"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v16.5 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<meta name=\"description\" content=\"Read in-depth on the ISO 37001:2016 certification to help you to overcome fraud, compliance, bribery, &amp; corruption management challenges.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/crigroup.com\/ar\/iso-370012016-certification-stages\/\" \/>\n<meta property=\"og:locale\" content=\"ar_AR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"ISO 37001:2016 Certification; 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